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Anne Morgan Barbera

Stifel, Nicolaus & Company, Incorporated

New York, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-25
  • NY RA
    APPROVED
    Since 2024-09-25

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lululemon Greenwich CT 06/2018 01/2021
Fidelity Investments Smithfield RI 06/2020 02/2023
The Inn At Pond Ridge By Jean Georges Pound Ridge NY 10/2014 08/2017
College Providence RI 08/2017 05/2021
High School Bedford NY 08/2014 06/2017
Fidelity Investments New York NY 02/2023 09/2024
Stifel, Nicolaus & Company, Incorporated New York NY 09/2024 Present
  • 06/2018 → 01/2021
    Lululemon
    Greenwich, CT
  • 06/2020 → 02/2023
    Fidelity Investments
    Smithfield, RI
  • 10/2014 → 08/2017
    The Inn At Pond Ridge By Jean Georges
    Pound Ridge, NY
  • 08/2017 → 05/2021
    College
    Providence, RI
  • 08/2014 → 06/2017
    High School
    Bedford, NY
  • 02/2023 → 09/2024
    Fidelity Investments
    New York, NY
  • 09/2024 → Present
    Stifel, Nicolaus & Company, Incorporated
    New York, NY
Previous Registrations
  • 2024-05-17 → 2024-09-18
    Fidelity Personal And Workplace Advisors
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-10
  • S66 Uniform Combined State Law Examination
    2024-05-10
Other Names
  • Anne Morgan Barbera
  • Annie Barbera
  • Anne Barbera

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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