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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-07-15
  • VA RA
    APPROVED
    Since 2024-07-15

Branch Locations

1832 W Plaza Dr, Winchester, VA 22601 • United States

Purcellville, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leesburg Community Church Leesburg VA 05/2011 09/2019
Ramoth Baptist Church Stafford Courthouse VA 09/2019 08/2022
Unemployed Purcellville VA 08/2022 04/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2023 05/2024
Northwestern Mutual Investment Services Llc Reston VA 08/2023 05/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2023 05/2024
Thrivent Investment Management Inc. Minneapolis MN 05/2024 Present
Thrivent Financial Appleton WI 06/2024 10/2024
Thrivent Financial Appleton WI 10/2024 Present
  • 05/2011 → 09/2019
    Leesburg Community Church
    Leesburg, VA
  • 09/2019 → 08/2022
    Ramoth Baptist Church
    Stafford Courthouse, VA
  • 08/2022 → 04/2023
    Unemployed
    Purcellville, VA
  • 04/2023 → 05/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2023 → 05/2024
    Northwestern Mutual Investment Services Llc
    Reston, VA
  • 11/2023 → 05/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2024 → Present
    Minneapolis, MN
  • 06/2024 → 10/2024
    Thrivent Financial
    Appleton, WI
  • 10/2024 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-06
S63 Uniform Securities Agent State Law Examination 2023-10-14
  • S65 Uniform Investment Adviser Law Examination
    2024-07-06
  • S63 Uniform Securities Agent State Law Examination
    2023-10-14

View on SEC IAPD

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