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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-14
NH RA APPROVED 2023-04-28
  • TX RA
    APPROVED
    Since 2023-06-14
  • NH RA
    APPROVED
    Since 2023-04-28

Branch Locations

220 N Broadway, Salem, NH 03079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 10/2021 Present
Bank Of America N.A. Manchester NH 10/2021 Present
Home Depot Williamsburg VA 02/2018 10/2021
Petsmart Biddeford ME 06/2017 08/2017
The Ohio State University Columbus OH 08/2016 08/2021
  • 10/2021 → Present
    Manchester, NH
  • 10/2021 → Present
    Bank Of America N.A.
    Manchester, NH
  • 02/2018 → 10/2021
    Home Depot
    Williamsburg, VA
  • 06/2017 → 08/2017
    Petsmart
    Biddeford, ME
  • 08/2016 → 08/2021
    The Ohio State University
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
  • S66 Uniform Combined State Law Examination
    2023-04-26

View on SEC IAPD

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