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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-17 |
Branch Locations
4000 Westchase Blvd Suite 400, Raleigh, NC 27607 • United States
Chapel Hill, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ally Invest Securities Llc | Charlotte | NC | 02/2021 | 11/2021 |
| The Lowe's Companies, Inc. | Parkersburg | WV | 06/2017 | 07/2017 |
| Randstad Via Vanguard | Scottsdale | AZ | 09/2018 | 12/2018 |
| West Liberty University | Wheeling | WV | 08/2016 | 05/2017 |
| Amazon | Charlotte | NC | 12/2020 | 01/2021 |
| Unemployed | Parkersburg | WV | 05/2020 | 12/2020 |
| Marshall University | Huntington | WV | 08/2017 | 05/2020 |
| Ubs Financial Services Inc. | Charlotte | NC | 12/2021 | 01/2023 |
| Ally Invest Securities Llc | Charlotte | NC | 06/2024 | 02/2025 |
| Ally Invest Advisors | Charlotte | NC | 06/2024 | 02/2025 |
| Viatris | Canonsburg | PA | 01/2023 | 06/2024 |
| Northwestern Mutual | Parkersburg | WV | 05/2018 | 07/2018 |
| Tailored Shared Services Llc | Huntersville | NC | 02/2024 | 03/2024 |
| Parkersburg Brewing Llc | Parkersburg | WV | 04/2019 | 07/2019 |
| Empower Financial Services, Inc. | Chapel Hill | NC | 03/2025 | 10/2025 |
| Empower Advisory Group, Llc | Chapel Hill | NC | 03/2025 | 10/2025 |
| Vanguard Marketing Corporation | Malvern | PA | 09/2018 | 05/2019 |
| Northwestern Mutual Investment Services, Llc | Parkersburg | WV | 05/2018 | 08/2018 |
| Mml Investors Services, Llc | Charlotte | NC | 10/2025 | Present |
| Massmutual Life Insurance Co | Charlotte | NC | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-17 |
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