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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-17
  • NC RA
    APPROVED
    Since 2026-02-17

Branch Locations

4000 Westchase Blvd Suite 400, Raleigh, NC 27607 • United States

Chapel Hill, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ally Invest Securities Llc Charlotte NC 02/2021 11/2021
The Lowe's Companies, Inc. Parkersburg WV 06/2017 07/2017
Randstad Via Vanguard Scottsdale AZ 09/2018 12/2018
West Liberty University Wheeling WV 08/2016 05/2017
Amazon Charlotte NC 12/2020 01/2021
Unemployed Parkersburg WV 05/2020 12/2020
Marshall University Huntington WV 08/2017 05/2020
Ubs Financial Services Inc. Charlotte NC 12/2021 01/2023
Ally Invest Securities Llc Charlotte NC 06/2024 02/2025
Ally Invest Advisors Charlotte NC 06/2024 02/2025
Viatris Canonsburg PA 01/2023 06/2024
Northwestern Mutual Parkersburg WV 05/2018 07/2018
Tailored Shared Services Llc Huntersville NC 02/2024 03/2024
Parkersburg Brewing Llc Parkersburg WV 04/2019 07/2019
Empower Financial Services, Inc. Chapel Hill NC 03/2025 10/2025
Empower Advisory Group, Llc Chapel Hill NC 03/2025 10/2025
Vanguard Marketing Corporation Malvern PA 09/2018 05/2019
Northwestern Mutual Investment Services, Llc Parkersburg WV 05/2018 08/2018
Mml Investors Services, Llc Charlotte NC 10/2025 Present
Massmutual Life Insurance Co Charlotte NC 10/2025 Present
  • 02/2021 → 11/2021
    Ally Invest Securities Llc
    Charlotte, NC
  • 06/2017 → 07/2017
    The Lowe's Companies, Inc.
    Parkersburg, WV
  • 09/2018 → 12/2018
    Randstad Via Vanguard
    Scottsdale, AZ
  • 08/2016 → 05/2017
    West Liberty University
    Wheeling, WV
  • 12/2020 → 01/2021
    Amazon
    Charlotte, NC
  • 05/2020 → 12/2020
    Unemployed
    Parkersburg, WV
  • 08/2017 → 05/2020
    Marshall University
    Huntington, WV
  • 12/2021 → 01/2023
    Charlotte, NC
  • 06/2024 → 02/2025
    Ally Invest Securities Llc
    Charlotte, NC
  • 06/2024 → 02/2025
    Charlotte, NC
  • 01/2023 → 06/2024
    Viatris
    Canonsburg, PA
  • 05/2018 → 07/2018
    Northwestern Mutual
    Parkersburg, WV
  • 02/2024 → 03/2024
    Tailored Shared Services Llc
    Huntersville, NC
  • 04/2019 → 07/2019
    Parkersburg Brewing Llc
    Parkersburg, WV
  • 03/2025 → 10/2025
    Empower Financial Services, Inc.
    Chapel Hill, NC
  • 03/2025 → 10/2025
    Chapel Hill, NC
  • 09/2018 → 05/2019
    Vanguard Marketing Corporation
    Malvern, PA
  • 05/2018 → 08/2018
    Northwestern Mutual Investment Services, Llc
    Parkersburg, WV
  • 10/2025 → Present
    Charlotte, NC
  • 10/2025 → Present
    Massmutual Life Insurance Co
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-31
S63 Uniform Securities Agent State Law Examination 2021-05-17
  • S66 Uniform Combined State Law Examination
    2022-01-31
  • S63 Uniform Securities Agent State Law Examination
    2021-05-17
Other Names
  • Samuel Parker Curtis
  • Samuel Curtis

View on SEC IAPD

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