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Daniel Richard Kessler

Ubs Financial Services Inc.

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-18
NJ RA APPROVED 2019-09-13
  • NY RA
    APPROVED
    Since 2024-06-18
  • NJ RA
    APPROVED
    Since 2019-09-13

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dunkin Donuts Groton MA 06/2014 01/2017
Jp Morgan Chase & Co. Jersey City NJ 06/2017 08/2017
Ubs Ag Weehawken NJ 06/2018 08/2018
Unemployed Groton MA 08/2018 07/2019
Unemployed Groton MA 01/2017 06/2017
Unemployed Groton MA 08/2017 06/2018
Ubs Financial Services Inc. Weehawken NJ 08/2019 Present
  • 06/2014 → 01/2017
    Dunkin Donuts
    Groton, MA
  • 06/2017 → 08/2017
    Jp Morgan Chase & Co.
    Jersey City, NJ
  • 06/2018 → 08/2018
    Ubs Ag
    Weehawken, NJ
  • 08/2018 → 07/2019
    Unemployed
    Groton, MA
  • 01/2017 → 06/2017
    Unemployed
    Groton, MA
  • 08/2017 → 06/2018
    Unemployed
    Groton, MA
  • 08/2019 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13
Other Names
  • Daniel Richard Kessler
  • Daniel Kessler

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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