Best Investors Account Sign in

Matthew Lawrence Dellasega

Principal Securities, Inc.

Raleigh, NC

Raleigh, NC

Claim This Profile
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-21
  • NC RA
    APPROVED
    Since 2023-12-21

Branch Locations

4141 Parklake Ave Ste 400, Raleigh, NC 27612 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 05/2018 11/2023
First Citizens Bank Raleigh NC 04/2018 11/2023
Wells Fargo Bank, Na Raleigh NC 08/2002 04/2018
First Citizens Asset Management Columbia SC 11/2018 11/2023
Principal Life Insurance Company Raleigh NC 11/2023 Present
Principal Securities Inc Raleigh NC 11/2023 Present
Principal Bank And Principal Trust Company Raleigh NC 01/2024 Present
  • 05/2018 → 11/2023
    First Citizens Investor Services
    Raleigh, NC
  • 04/2018 → 11/2023
    First Citizens Bank
    Raleigh, NC
  • 08/2002 → 04/2018
    Wells Fargo Bank, Na
    Raleigh, NC
  • 11/2018 → 11/2023
    First Citizens Asset Management
    Columbia, SC
  • 11/2023 → Present
    Principal Life Insurance Company
    Raleigh, NC
  • 11/2023 → Present
    Principal Securities Inc
    Raleigh, NC
  • 01/2024 → Present
    Principal Bank And Principal Trust Company
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-31
S63 Uniform Securities Agent State Law Examination 2018-07-31
  • S65 Uniform Investment Adviser Law Examination
    2018-10-31
  • S63 Uniform Securities Agent State Law Examination
    2018-07-31
Other Names
  • Matt Dellasega

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor