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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-08-10
  • IA RA
    APPROVED
    Since 2023-08-10

Branch Locations

209 East Washington St St 300, Iowa City, IA 52240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 06/2020 08/2023
Cri Securities Llc Saint Paul MN 06/2020 10/2021
North Star Resource Group Iowa City IA 04/2018 Present
Walmart Coralville IA 07/2016 04/2018
University Of Iowa Iowa City IA 08/2015 05/2017
Securian Financial Services Saint Paul MN 05/2018 06/2020
Uber Eats San Francisco CA 03/2022 09/2022
Hy-Vee Iowa City IA 12/2022 Present
Cetera Wealth Services, Llc Iowa City IA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2020 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 06/2020 → 10/2021
    Cri Securities Llc
    Saint Paul, MN
  • 04/2018 → Present
    North Star Resource Group
    Iowa City, IA
  • 07/2016 → 04/2018
    Walmart
    Coralville, IA
  • 08/2015 → 05/2017
    University Of Iowa
    Iowa City, IA
  • 05/2018 → 06/2020
    Securian Financial Services
    Saint Paul, MN
  • 03/2022 → 09/2022
    Uber Eats
    San Francisco, CA
  • 12/2022 → Present
    Hy-Vee
    Iowa City, IA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Iowa City, IA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-10-16 → 2023-08-10
    Securian Financial Services, Inc.
    Iowa City, IA
    St. Paul, MN
  • 2020-10-16 → 2021-10-27
    Cri Securities, Llc
    Iowa City, IA
Other Businesses

1. HY-VEE POSITION: cleaner NATURE: retail INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2022 ADDRESS: 812 1st Ave, Iowa City IA 52245, United States DESCRIPTION: I'll be cleaning the dairy racks as a part time employee; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-03
  • S66 Uniform Combined State Law Examination
    2020-09-03

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