Kristopher Tod Haanes

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 11/2021
  Jp Morgan Chase Bank Na
  Denver, CO
• 03/2018 → 11/2021
  Jp Morgan Securities Llc
  Denver, CO
• 04/2017 → 03/2018
  Spartan Petroleum, Llc
  Wheat Ridge, CO
• 03/2013 → 03/2018
  Ng Resources, Llc
  Littleton, CO
• 08/2007 → Present
  Haanes & Hartman, Llc
  Wheat Ridge, CO
• 04/2017 → Present
  Spartan Petroleum, Llc
  Wheat Ridge, CO
• 11/2022 → Present
  Cambridge Investment Research Inc.
  Fairfield, IA
• 11/2021 → 11/2022
  Mass Mutual Life Insurance Company/Capstone Colorado
  Denver, CO
• 02/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) SPARTAN PETROLEUM LLC, 4026 NEWLAND ST, WHEAT RIDGE, CO, 04/2017, MANAGING MEMBER, OWNER, INV REL, 0 HR/MO, 0 HR/MO TRADING. 2) HAANES & HARTMAN LLC, 026 NEWLAND ST, WHEAT RIDGE, CO, 08/2007, MANAGING MEMBER, BUSINESS ENTITY, INV REL, 0 HR/MO, O HR/MO TRADING. 3) AXIOM WEALTH ALLIANCE, 730 17TH ST, SUITE 830, DENVER, CO, 11/2022, AGENT, DBA, INV REL, 160 HR/MO, 130 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 02/2023, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 5) KRISTOPHER HAANES, 730 17TH ST, SUITE 830, DENVER, CO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 10 HR/MO, 10 HR/MO TRADING. 6) EATON SENIOR COMMUNITIES, DONOR RELATIONS COORDINATOR, 333 S. Eaton Street, Lakewood CO 80226, 01/2025, W2 Employee, Employee (receive a W-2), NIR, 120 HR/MO, 72 HR/MO TRADING. 7) JAX FISH HOUSE AND OYSTER BAR, 650 S. Colorado Blvd., Glendale CO 80246, 04/12/2024, W2 Employee, Food/Beverage Services, NIR, 22 HR/MO, 0 HR/MO TRADING. 8) ALLIANCEFRANCAISE DENVER (AFD), 571 Galapago Street, Denver, CO 80204., 04/19/2024, Volunteer, NIR, 4 HR/MO, 1 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2023-02-08
• S63 Uniform Securities Agent State Law Examination
  2018-07-14

Other Names

• Kristopher T Haanes
• Kris Tod Haanes
• Kris Haanes
• Kris T Haanes
• Kristopher Haanes