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Christopher Brandon Napholz

Ameriprise Financial Services, LLC

Brookfield, WI

Waukesha, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
WI RA APPROVED 2023-02-22
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • WI RA
    APPROVED
    Since 2023-02-22

Branch Locations

325 N Corporate Dr Ste 110, Brookfield, WI 53045 • United States

Waukesha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Wisconsin Milwaukee WI 06/2012 05/2018
Thunder Bay Grille Pewaukee WI 02/2016 05/2018
Ameriprise Financial Services, Inc Brookfield WI 05/2018 01/2020
Principal Life Insurance Company Wauwatosa WI 01/2020 02/2023
Principal Securities Inc Wauwatosa WI 01/2020 02/2023
Ameriprise Financial Services, Llc Brookfield WI 02/2023 Present
  • 06/2012 → 05/2018
    University Of Wisconsin
    Milwaukee, WI
  • 02/2016 → 05/2018
    Thunder Bay Grille
    Pewaukee, WI
  • 05/2018 → 01/2020
    Ameriprise Financial Services, Inc
    Brookfield, WI
  • 01/2020 → 02/2023
    Principal Life Insurance Company
    Wauwatosa, WI
  • 01/2020 → 02/2023
    Principal Securities Inc
    Wauwatosa, WI
  • 02/2023 → Present
    Ameriprise Financial Services, Llc
    Brookfield, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-12
S63 Uniform Securities Agent State Law Examination 2021-03-12
  • S65 Uniform Investment Adviser Law Examination
    2021-04-12
  • S63 Uniform Securities Agent State Law Examination
    2021-03-12
Other Names
  • Christopher B Napholz
  • Christopher Napholz
  • Chris Brandon Napholz
  • Chris B Napholz
  • Chris Napholz

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
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Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

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