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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | New York | NY | 08/2010 | Present |
| Mml Investors Services, Llc | New York | NY | 09/2010 | Present |
NAME: LENOX ADVISORS INV REL: Y ADD: 90 PARK AVENUE 18TH FLOOR NEW YORK, NY 10016 NATURE: OUTSIDE INSURANCE POSITION: SALES AGENT START DATE: 07/2009 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-02 |
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