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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-05-16 |
| NY | RA | APPROVED | 2024-05-09 |
| TX | RA | APPROVED | 2024-05-09 |
Branch Locations
1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New York | NY | 04/2024 | Present |
| Unemployed | New York | NY | 08/2022 | 04/2024 |
| Ubs | New York | NY | 03/2016 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-22 |
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