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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-04
TX RA APPROVED_RES 2023-04-03
  • FL RA
    APPROVED
    Since 2023-04-04
  • TX RA
    APPROVED_RES
    Since 2023-04-03

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 05/2018 11/2019
Banco Santander International Miami FL 06/2017 03/2018
Unemployed Hollywood FL 04/2018 04/2018
Florida Gulf Coast University Fort Myers FL 08/2014 05/2017
Wells Fargo Clearing Services, Llc Miami FL 11/2019 10/2021
Btg Pactual Us Capital Llc Miami FL 11/2021 03/2022
Jpmorgan Chase Bank Na Miami FL 03/2023 Present
Jpmorgan Securities Llc Miami FL 03/2023 Present
Wells Fargo Advisors Miami FL 11/2019 12/2021
Unemployed Hollywood FL 04/2022 02/2023
  • 05/2018 → 11/2019
    Miami, FL
  • 06/2017 → 03/2018
    Banco Santander International
    Miami, FL
  • 04/2018 → 04/2018
    Unemployed
    Hollywood, FL
  • 08/2014 → 05/2017
    Florida Gulf Coast University
    Fort Myers, FL
  • 11/2019 → 10/2021
    Miami, FL
  • 11/2021 → 03/2022
    Btg Pactual Us Capital Llc
    Miami, FL
  • 03/2023 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 03/2023 → Present
    Jpmorgan Securities Llc
    Miami, FL
  • 11/2019 → 12/2021
    Wells Fargo Advisors
    Miami, FL
  • 04/2022 → 02/2023
    Unemployed
    Hollywood, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-16
  • S66 Uniform Combined State Law Examination
    2018-12-16
Other Names
  • Andres Eduardo Alfonzo

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