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Rakan Fares Sawalha

Wells Fargo Clearing Services, LLC

Union City, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-17
  • CA RA
    APPROVED
    Since 2018-08-17

Branch Locations

30915 Courthouse Dr, Union City, CA 94587 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Union City CA 10/2013 Present
Wells Fargo Clearing Services Llc Union City CA 04/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-17
  • S66 Uniform Combined State Law Examination
    2018-08-17
Other Names
  • Rakan Sawalha

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UNION CITY, CA
J.P. MORGAN SECURITIES LLC · UNION CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · UNION CITY, CA
OPEN FAMILY OFFICE (OFO) WEALTH MANAGEMENT LLC · FREMONT, CA
LPL FINANCIAL LLC · UNION CITY, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Union City, CA
NEEV FINANCE · FREMONT, CA

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