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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-03-04 |
Branch Locations
655 W Broadway Ste 1700, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | San Diego | CA | 04/2019 | Present |
| Samantha Torres | San Diego | CA | 10/2018 | 01/2019 |
| Jordan Baker | La Jolla | CA | 10/2018 | Present |
| Samantha Torres | San Diego | CA | 02/2019 | 03/2019 |
| Samantha Torres | San Diego | CA | 03/2019 | Present |
| San Diego State University | San Diego | CA | 08/2014 | Present |
| Tanya Gonzalez | San Diego | CA | 07/2019 | Present |
| Student | San Diego | CA | 08/2014 | 08/2018 |
| Samantha Torres | San Diego | CA | 10/2018 | 01/2019 |
| Jordan Baker | La Jolla | CA | 10/2018 | 09/2019 |
| Northwestern Mutual Investment Services Llc | San Diego | CA | 04/2019 | 01/2020 |
| Tanya Gonzalez | San Diego | CA | 07/2019 | 01/2020 |
| Unemployed | San Diego | CA | 01/2020 | 02/2020 |
| Thomas Smith | San Diego | CA | 02/2020 | Present |
| Northwestern Mutual Investment Services Llc | San Diego | CA | 02/2020 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-13 |
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