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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank Na | Zachary | LA | 04/2018 | 07/2022 |
| Sprint | Zachary | LA | 10/2015 | 04/2018 |
| Jpmorgan Securities Llc | Zachary | LA | 04/2018 | 07/2022 |
| Red River Bank | Baton Rouge | LA | 08/2022 | Present |
| Lpl Financial | Baton Rouge | LA | 08/2022 | Present |
1- 08/2022 / Red River Investments Group / DBA for LPL Business (entity for LPL business) / Investment Related / Baton Rouge, LA 2- 08/2022 / Red River Bank / Financial Institution Duty / Investment Related / Baton Rouge, LA 70809
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-19 |
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