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Karen A Johnson

Wells Fargo Clearing Services, LLC

Frederick, MD

Columbia, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-24
MD RA APPROVED 2018-10-29
  • TX RA
    APPROVED_RES
    Since 2026-02-24
  • MD RA
    APPROVED
    Since 2018-10-29

Branch Locations

7860 Wormans Mill Rd, Frederick, MD 21701 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Frederick MD 04/2018 Present
Wells Fargo Bank Na Frederick MD 02/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-29
S63 Uniform Securities Agent State Law Examination 2018-09-01
  • S65 Uniform Investment Adviser Law Examination
    2018-10-29
  • S63 Uniform Securities Agent State Law Examination
    2018-09-01
Other Names
  • Karen Angelica Valderrama
  • Karen Johnson
  • Karen Angelica Johnson

View on SEC IAPD

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MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD
OSAIC WEALTH, INC. · FREDERICK, MD
EDWARD JONES · FREDERICK, MD
LPL ENTERPRISE, LLC · FREDERICK, MD
LPL FINANCIAL LLC · FREDERICK, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Frederick, MD
TRUIST ADVISORY SERVICES, INC. · FREDERICK, MD
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