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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-13
TN RA APPROVED 2016-09-01
  • TX RA
    APPROVED
    Since 2017-11-13
  • TN RA
    APPROVED
    Since 2016-09-01

Branch Locations

3322 W End Ave Ste 620, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Advisory Services Atlanta GA 09/2016 Present
Suntrust Investment Services,Inc. Atlanta GA 09/2007 Present
  • 09/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
  • 09/2007 → Present
    Suntrust Investment Services,Inc.
    Atlanta, GA
Other Businesses

POSITION: OWNER NATURE: WROTE A BOOK - WILL LIST IT FOR SALE AT AMAZON AND MAYBE A LOCAL BOOK RETAILER INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 02/03/2015 ADDRESS: FRANKLIN TN DESCRIPTION: PUBLISHING AND LISTING THE BOOK FOR SALE POSITION: Outside speaking engagements for fees NATURE: Outside speaking engagements for fees INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2016 ADDRESS: Nashville TN DESCRIPTION: Outside speaking engagements for fees. CONDO RENTAL POSITION: owner NATURE: Will become involved in the management of a family beach condo in HH. A third party will be engaged to handle the day-to-day operations including bookings. Very little actual activity required. We have expanded and also have Condos in Snowshoe WV and are opening one in Nashville, Tn. All partners are still family members. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2018 ADDRESS: Hilton Head SC, United States DESCRIPTION: Hire management company and pay the bills PRIVATE DIRECTORS ASSOCIATION POSITION: Co-President NATURE: Not for profit education for Private directors INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 09/30/2024 ADDRESS: Chicago IL, United States DESCRIPTION: Organize meetings and educational components and committees.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-02-23
  • S63 Uniform Securities Agent State Law Examination
    1999-02-23
Designations
Other Names
  • Trey Smith

View on SEC IAPD

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