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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-20 |
| TX | RA | APPROVED | 2026-07-20 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
300 West 6Th Street Suite 1900, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | San Antonio | TX | 06/2019 | 02/2020 |
| United States Air Force | Colorado Springs | CO | 05/2015 | 05/2019 |
| Usca Securities, Llc | Austin | TX | 02/2020 | 12/2023 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 12/2023 |
| Usca Ria Llc | Austin | TX | 02/2020 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 12/2025 | 06/2026 |
| Usca Securities Llc | Austin | TX | 12/2025 | Present |
| U.S. Air Force | Amberg | 02/2024 | 12/2025 | |
| Arax Advisory Partners | Austin | TX | 06/2026 | Present |
1. Texas Air National Guard; not investment related; Houston, TX; Branch of the military; flight commander; employee, 8/2021; 8hrs/month; 8hrs/month; special warefare officer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-09 |
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