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Dakota Benjamin Day

Summit Wealth Group

Colorado Springs, CO

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Current Employers
Summit Wealth Group

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-04-09
  • CO RA
    APPROVED
    Since 2025-04-09

Branch Locations

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Wheat Ridge CO 12/2015 11/2018
Wells Fargo Clearing Services, Llc Wheat Ridge CO 04/2018 11/2018
Shelton Capital Management Denver CO 08/2019 02/2021
Shelton Capital Managment Denver CO 11/2018 02/2021
Summit Wealth Group Colorado Springs CO 02/2021 Present
Commonwealth Financial Network Waltham MA 02/2021 Present
Summit Wealth Group Llc Colorado Springs CO 04/2025 Present
  • 12/2015 → 11/2018
    Wells Fargo Bank, Na
    Wheat Ridge, CO
  • 04/2018 → 11/2018
    Wells Fargo Clearing Services, Llc
    Wheat Ridge, CO
  • 08/2019 → 02/2021
    Shelton Capital Management
    Denver, CO
  • 11/2018 → 02/2021
    Shelton Capital Managment
    Denver, CO
  • 02/2021 → Present
    Summit Wealth Group
    Colorado Springs, CO
  • 02/2021 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 04/2025 → Present
    Summit Wealth Group Llc
    Colorado Springs, CO
Previous Registrations
Other Businesses

Fixed insurance sales; as of 04/10/2023; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-28
S63 Uniform Securities Agent State Law Examination 2018-08-10
  • S65 Uniform Investment Adviser Law Examination
    2021-10-28
  • S63 Uniform Securities Agent State Law Examination
    2018-08-10
Designations
Other Names
  • Dakota Griffith
  • Dakota Benjamin Day
  • Dakota Benjamin Griffith

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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