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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bakersfield | CA | 03/2017 | 03/2025 |
| Bank Of America, N.A. | Bakersfield | CA | 03/2017 | 03/2025 |
| Central Garden & Pet | Bakersfield | CA | 10/2011 | 03/2017 |
| Jackson National Life Distributors, Llc | Franklin | TN | 03/2025 | 07/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 08/2025 | 10/2025 |
| Bank Of America, N.A. | Nashville | TN | 09/2025 | 10/2025 |
| Regions Bank | Nashville | TN | 11/2025 | Present |
| Cetera Investment Advisers Llc | Nashville | TN | 11/2025 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-05 |
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