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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-20 |
| IL | RA | APPROVED | 2018-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 04/2018 | Present |
| Grn Winfield | Geneva | IL | 04/2015 | 04/2018 |
| Bank Of America, N.A | Rolling Meadows | IL | 12/2019 | Present |
I*114098FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ORGANOINVESTMENT RELATED: NADDRESS OF BUSINESS:RICHMOND, BRITISH COLUMBIA 0NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: CONSULTANT, START DATE OF RELATIONSHIP: 5/29/2011NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MARKETING NUTRITIONAL SUPPLEMENTS AND COFFEE AND TEAI*1451274For profit or not for profit: Entity For ProfitName of outside business organization: Daily Fundamentals PodcastInvestment related: NAddress of business: Bartlett, Illinois, 60103, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Owner","Consultant/Independent Contractor"], Start date of relationship: 10/25/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Podcast talking about marriage and parenting I*1775327, Entity Type:Entity For Profit, Name of OBA: Kisher Management & Consulting, LLC Address:Bartlett, IL 60103 Investment Related:No Position, Title, Association:Owner Employee Start Date:4/22/2024 No Hours: No Hours during trading: Duties:Digital marketing company primarily for musicians and photography small businesses
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-13 |
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