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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-20
IL RA APPROVED 2018-07-16
  • TX RA
    APPROVED
    Since 2018-07-20
  • IL RA
    APPROVED
    Since 2018-07-16

Branch Locations

1301 E Ogden Ave, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 04/2018 Present
Grn Winfield Geneva IL 04/2015 04/2018
Bank Of America, N.A Rolling Meadows IL 12/2019 Present
Other Businesses

I*114098FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ORGANOINVESTMENT RELATED: NADDRESS OF BUSINESS:RICHMOND, BRITISH COLUMBIA 0NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: CONSULTANT, START DATE OF RELATIONSHIP: 5/29/2011NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MARKETING NUTRITIONAL SUPPLEMENTS AND COFFEE AND TEAI*1451274For profit or not for profit: Entity For ProfitName of outside business organization: Daily Fundamentals PodcastInvestment related: NAddress of business: Bartlett, Illinois, 60103, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Owner","Consultant/Independent Contractor"], Start date of relationship: 10/25/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Podcast talking about marriage and parenting I*1775327, Entity Type:Entity For Profit, Name of OBA: Kisher Management & Consulting, LLC Address:Bartlett, IL 60103 Investment Related:No Position, Title, Association:Owner Employee Start Date:4/22/2024 No Hours: No Hours during trading: Duties:Digital marketing company primarily for musicians and photography small businesses

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-13
  • S66 Uniform Combined State Law Examination
    2018-07-13
Other Names
  • Landon Thompson

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