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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-05-23 |
Branch Locations
4920 Pleasant Street Suite 2, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Choreo, Llc | Des Moines | IA | 04/2023 | 01/2024 |
| Navex | Lake Oswego | OR | 09/2019 | 04/2023 |
| Unemployed | Oswego | OR | 05/2019 | 09/2019 |
| Wheaton College | Wheaton | IL | 08/2015 | 05/2019 |
| Unemployed | Clive | IA | 01/2024 | 04/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2024 | Present |
| Premier Retirement Plan Advisors | West Des Moines | IA | 04/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2024 | Present |
1. NAME OF OTHER BUSINESS: PREMIER RETIREMENT PLAN ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 4/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ASSISTING IN FINANCIAL SERVICES PRACTICE. MY DUTIES WILL INVOLVE MEETING WITH CLIENTS, OFFERING FINANCIAL ADVICE, AND PERFORMING VARIOUS CLIENT SERVICE ITEMS;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-20 |
| S65 | Uniform Investment Adviser Law Examination | 2023-06-24 |
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