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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-05-23
  • IA RA
    APPROVED
    Since 2024-05-23

Branch Locations

4920 Pleasant Street Suite 2, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Choreo, Llc Des Moines IA 04/2023 01/2024
Navex Lake Oswego OR 09/2019 04/2023
Unemployed Oswego OR 05/2019 09/2019
Wheaton College Wheaton IL 08/2015 05/2019
Unemployed Clive IA 01/2024 04/2024
Cetera Wealth Services, Llc El Segundo CA 04/2024 Present
Premier Retirement Plan Advisors West Des Moines IA 04/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2024 Present
  • 04/2023 → 01/2024
    Des Moines, IA
  • 09/2019 → 04/2023
    Navex
    Lake Oswego, OR
  • 05/2019 → 09/2019
    Unemployed
    Oswego, OR
  • 08/2015 → 05/2019
    Wheaton College
    Wheaton, IL
  • 01/2024 → 04/2024
    Unemployed
    Clive, IA
  • 04/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2024 → Present
    Premier Retirement Plan Advisors
    West Des Moines, IA
  • 05/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-06-26 → 2024-02-13
    Rockford, IL
    Des Moines, IA
Other Businesses

1. NAME OF OTHER BUSINESS: PREMIER RETIREMENT PLAN ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 4/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ASSISTING IN FINANCIAL SERVICES PRACTICE. MY DUTIES WILL INVOLVE MEETING WITH CLIENTS, OFFERING FINANCIAL ADVICE, AND PERFORMING VARIOUS CLIENT SERVICE ITEMS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-05-20
S65 Uniform Investment Adviser Law Examination 2023-06-24
  • S63 Uniform Securities Agent State Law Examination
    2024-05-20
  • S65 Uniform Investment Adviser Law Examination
    2023-06-24
Designations

View on SEC IAPD

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