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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-13 |
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2016-05-19 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 04/2016 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2016 | Present |
2.*488297- Producer; Investment related -Yes/; Livonia, Michigan; Recording Producer hires me to record demo music for a musical being written for Broadway; Recording Artist(proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 4; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-13 |
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