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Shea P Sullivan

Morgan Stanley

Kirkland, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-23
WA RA APPROVED 2023-07-19
  • TX RA
    APPROVED
    Since 2023-08-23
  • WA RA
    APPROVED
    Since 2023-07-19

Branch Locations

4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Distributors, Inc. Seattle WA 01/2022 06/2023
Parametric Portfolio Associates Seattle WA 07/2020 01/2022
Gonzaga University Spokane WA 06/2016 07/2020
Morgan Stanley Smith Barney Llc Kirkland WA 06/2023 Present
Morgan Stanley Private Bank, N.A New York NY 10/2023 Present
  • 01/2022 → 06/2023
    Eaton Vance Distributors, Inc.
    Seattle, WA
  • 07/2020 → 01/2022
    Parametric Portfolio Associates
    Seattle, WA
  • 06/2016 → 07/2020
    Gonzaga University
    Spokane, WA
  • 06/2023 → Present
    Morgan Stanley Smith Barney Llc
    Kirkland, WA
  • 10/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-18
  • S66 Uniform Combined State Law Examination
    2023-07-18
Other Names
  • Shea Patrick Sullivan
  • Shea Sullivan

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · Kirkland, WA
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PRIVATE ASSET MANAGEMENT INC · KIRKLAND, WA
RBC CAPITAL MARKETS, LLC · KIRKLAND, WA
ROBINSWOOD FINANCIAL · KIRKLAND, WA
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