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Tyler N Tumpane

Guggenheim Investments

New York, NY

San Francisco, CA

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-02-14
  • IL RA
    APPROVED
    Since 2019-02-14

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mars Inc Chicago IL 05/2017 08/2017
Full Time Education Lisle IL 05/2008 05/2018
Morgan Stanley Oak Brook IL 07/2018 02/2019
Guggenheim Funds Distributors, Llc Chicago IL 02/2019 Present
  • 05/2017 → 08/2017
    Mars Inc
    Chicago, IL
  • 05/2008 → 05/2018
    Full Time Education
    Lisle, IL
  • 07/2018 → 02/2019
    Morgan Stanley
    Oak Brook, IL
  • 02/2019 → Present
    Guggenheim Funds Distributors, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-21
  • S66 Uniform Combined State Law Examination
    2018-09-21
Other Names
  • Tyler Tumpane
  • Tyler N Tumpane

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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