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Monique S Oerth

Morgan Stanley

Boca Raton, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-04
FL RA APPROVED 2018-06-20
  • TX RA
    APPROVED
    Since 2018-10-04
  • FL RA
    APPROVED
    Since 2018-06-20

Branch Locations

595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Twinlab Consolidated Corporation Boca Raton FL 01/2015 06/2018
Morgan Stanley Smith Barney Llc Boca Raton FL 04/2018 06/2018
Morgan Stanley Private Bank, N.A. New York NY 07/2018 Present
Morgan Stanley Smith Barney Llc Boca Raton FL 06/2018 Present
  • 01/2015 → 06/2018
    Twinlab Consolidated Corporation
    Boca Raton, FL
  • 04/2018 → 06/2018
    Morgan Stanley Smith Barney Llc
    Boca Raton, FL
  • 07/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2018 → Present
    Morgan Stanley Smith Barney Llc
    Boca Raton, FL
Other Businesses

* 413889 - Power of Attorney; Investment related Yes; Deerfield Beach, FL; Jan 2021; During business hours: 0; After business hours: 1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-19
  • S66 Uniform Combined State Law Examination
    2018-06-19
Other Names
  • Monique Shide
  • Monique K Shide
  • Monique Shide Oerth

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
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WELLS FARGO CLEARING SERVICES, LLC

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BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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