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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-03
SC RA APPROVED 2019-05-21
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • SC RA
    APPROVED
    Since 2019-05-21

Branch Locations

400 E Rutherford Street Suite 320, Landrum, SC 29356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 Present
Tanner Companies, Llc Rutherfordton NC 06/2016 03/2018
  • 04/2018 → Present
    St Louis, MO
  • 06/2016 → 03/2018
    Tanner Companies, Llc
    Rutherfordton, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-28
  • S66 Uniform Combined State Law Examination
    2018-06-28
Designations
Other Names
  • Lisa Beth Rice
  • Beth R Head

View on SEC IAPD

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