Wallace Bruce Mason

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2018-03-05

SC RA
APPROVED

Since 2018-03-05

Branch Locations

400 East Rutherford Street Suite 300, Landrum, SC 29356 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird	Winstom Salem	NC	09/2005	01/2018
Advisory Services Network, Llc	Atlanta	GA	03/2018	Present

09/2005 → 01/2018

Robert W. Baird

Winstom Salem, NC
03/2018 → Present

Advisory Services Network, Llc

Atlanta, GA

Other Businesses

NAME AND ADDRESS OF OTHER BUSINESS: 1950 MAHANNEY ROCK ROAD,YADKINVILLE, NC 27113 NATURE OF ENTITY: AN 80 ACRE FARM. ROLE IN OUTSIDE BUSINESS ACTIVITY: OWNER RESPONSIBLITIES IN THIS ROLE: I OWN THE FARM. HOURS DEVOTED TO OTHER BUSINESS: VARIES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-12
S63	Uniform Securities Agent State Law Examination	1997-06-11

S65 Uniform Investment Adviser Law Examination

2018-02-12
S63 Uniform Securities Agent State Law Examination

1997-06-11

View on SEC IAPD