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Dudley Carlisle Whitlock

Advisory Services Network

Landrum, SC

Atlanta, GA

CRD 2842909

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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-16
NC RA APPROVED 2017-01-30
SC RA APPROVED 2014-05-01
  • TX RA
    APPROVED_RES
    Since 2017-05-16
  • NC RA
    APPROVED
    Since 2017-01-30
  • SC RA
    APPROVED
    Since 2014-05-01

Branch Locations

400 E. Rutherford Street Suite 300, Landrum, SC 29356 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisory Services Network, Llc Atlanta GA 04/2014 Present
  • 04/2014 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
  • 2014-04-25 → 2014-04-30
    Foothills Capital Management
    Landrum, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-18
  • S65 Uniform Investment Adviser Law Examination
    2013-12-18
Other Names
  • Dudley Carlisle Whitlock
  • Carlisle Whitlock

View on SEC IAPD

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