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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-08 |
Branch Locations
4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States
Richmond, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Sugar Land | TX | 11/2015 | Present |
| Wells Fargo Clearing Services, Llc | Sugar Land | TX | 04/2018 | Present |
| University Of Houston | Houston | TX | 08/2013 | 12/2016 |
| Ubs Financial Services.iNc | Houston | TX | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-13 |
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