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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-01
  • NY RA
    APPROVED
    Since 2022-12-01

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 06/2018 08/2021
Northwestern University Evanston IL 09/2014 06/2018
Houlihan Lokey New York NY 06/2017 08/2017
Neuberger Berman New York NY 09/2021 Present
  • 06/2018 → 08/2021
    Citigroup
    New York, NY
  • 09/2014 → 06/2018
    Northwestern University
    Evanston, IL
  • 06/2017 → 08/2017
    Houlihan Lokey
    New York, NY
  • 09/2021 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-17
S63 Uniform Securities Agent State Law Examination 2018-07-26
  • S65 Uniform Investment Adviser Law Examination
    2021-12-17
  • S63 Uniform Securities Agent State Law Examination
    2018-07-26
Other Names
  • Grace Yuntin Liang

View on SEC IAPD

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