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Joseph Signorile

J.P. Morgan Securities LLC

New York, NY

CRD 6938629

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-07
TX RA APPROVED_RES 2023-07-07
  • NY RA
    APPROVED
    Since 2023-07-07
  • TX RA
    APPROVED_RES
    Since 2023-07-07

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Melville NY 01/2019 03/2021
Robert Half Accountemps Uniondale NY 08/2017 10/2018
Hempstead Golf & Country Club West Hempstead NY 07/2016 11/2016
Unemployed East Williston NY 11/2016 08/2017
Unemployed East Williston NY 10/2018 01/2019
The Prudential Insurance Company Of America Melville NY 02/2019 03/2021
Integrated Financial Concepts Llc / National Life Ins Co Red Bank NJ 04/2021 09/2021
Equity Services, Inc. Montpelier VT 04/2021 09/2021
Neuberger Berman New York NY 09/2021 11/2022
J.P. Morgan Securities Llc New York NY 07/2023 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2023 Present
Unemployed East Williston NY 12/2022 06/2023
  • 01/2019 → 03/2021
    Pruco Securities Llc
    Melville, NY
  • 08/2017 → 10/2018
    Robert Half Accountemps
    Uniondale, NY
  • 07/2016 → 11/2016
    Hempstead Golf & Country Club
    West Hempstead, NY
  • 11/2016 → 08/2017
    Unemployed
    East Williston, NY
  • 10/2018 → 01/2019
    Unemployed
    East Williston, NY
  • 02/2019 → 03/2021
    The Prudential Insurance Company Of America
    Melville, NY
  • 04/2021 → 09/2021
    Integrated Financial Concepts Llc / National Life Ins Co
    Red Bank, NJ
  • 04/2021 → 09/2021
    Montpelier, VT
  • 09/2021 → 11/2022
    Neuberger Berman
    New York, NY
  • 07/2023 → Present
    New York, NY
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 12/2022 → 06/2023
    Unemployed
    East Williston, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-24
S63 Uniform Securities Agent State Law Examination 2018-10-25
  • S65 Uniform Investment Adviser Law Examination
    2021-05-24
  • S63 Uniform Securities Agent State Law Examination
    2018-10-25
Other Names
  • Joseph Signorile
  • Joseph John Signorile

View on SEC IAPD

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