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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-07 |
| TX | RA | APPROVED_RES | 2023-07-07 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Melville | NY | 01/2019 | 03/2021 |
| Robert Half Accountemps | Uniondale | NY | 08/2017 | 10/2018 |
| Hempstead Golf & Country Club | West Hempstead | NY | 07/2016 | 11/2016 |
| Unemployed | East Williston | NY | 11/2016 | 08/2017 |
| Unemployed | East Williston | NY | 10/2018 | 01/2019 |
| The Prudential Insurance Company Of America | Melville | NY | 02/2019 | 03/2021 |
| Integrated Financial Concepts Llc / National Life Ins Co | Red Bank | NJ | 04/2021 | 09/2021 |
| Equity Services, Inc. | Montpelier | VT | 04/2021 | 09/2021 |
| Neuberger Berman | New York | NY | 09/2021 | 11/2022 |
| J.P. Morgan Securities Llc | New York | NY | 07/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2023 | Present |
| Unemployed | East Williston | NY | 12/2022 | 06/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-25 |
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