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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-02 |
| TX | RA | APPROVED | 2021-08-30 |
| OH | RA | APPROVED | 2021-07-26 |
| KY | RA | APPROVED | 2020-10-12 |
Branch Locations
7310 Turfway Road Ste 550, Florence, KY 41042 • United States
250 W Main St Ste 2530, Lexington, KY 40507 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Lexington | KY | 12/2019 | 03/2020 |
| Ameriprise Financial Services, Inc | Fort Wright | KY | 05/2018 | 05/2019 |
| Ameriprise Financial Services, Inc | Fort Wright | KY | 05/2019 | 12/2019 |
| University Of Cincinnati | Cincinnati | OH | 08/2017 | 05/2018 |
| General Cable Corporation | Highland Heights | KY | 05/2015 | 08/2017 |
| Ameriprise Financial Services, Llc | Florence | KY | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 2572 Duck Creek Road, , Cincinnati, OH, 45212; Investment-Related; 11/01/2021. Business Ownership; Bruv, LLC; Co-owner; LLC to hold real estate properties.; 1421 Race St, Apt 6, Cincinnati, OH, 45202; Investment-Related; 07/05/2021; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Heick, Hester, Smith & Associates LLC; Associate Financial Advisor; Private Wealth Advisory Practice of Ameriprise Financial. Also known as Cardinal Pointe Financial Group.; 408 Blankenbaker Parkway, Ste 100, , Louisville, KY, 40243; Investment-Related; 05/22/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-15 |
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