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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-14
MD RA APPROVED 2021-07-28
PA RA APPROVED 2019-10-01
  • TX RA
    APPROVED_RES
    Since 2022-07-14
  • MD RA
    APPROVED
    Since 2021-07-28
  • PA RA
    APPROVED
    Since 2019-10-01

Branch Locations

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Brooklyn NY 02/2018 08/2018
Jpmorgan Chase Bank, Na Brooklyn NY 03/2017 08/2018
Kforce Inc. Brooklyn NY 09/2016 03/2017
Unemployed Woodhaven NY 05/2015 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lancaster PA 06/2019 Present
Unemployed Leola PA 11/2018 06/2019
Unemployed Woodhaven NY 08/2018 10/2018
Bank Of America, N. A. Lancaster PA 07/2019 Present
  • 02/2018 → 08/2018
    Jp Morgan Securities Llc
    Brooklyn, NY
  • 03/2017 → 08/2018
    Jpmorgan Chase Bank, Na
    Brooklyn, NY
  • 09/2016 → 03/2017
    Kforce Inc.
    Brooklyn, NY
  • 05/2015 → 09/2016
    Unemployed
    Woodhaven, NY
  • 06/2019 → Present
    Lancaster, PA
  • 11/2018 → 06/2019
    Unemployed
    Leola, PA
  • 08/2018 → 10/2018
    Unemployed
    Woodhaven, NY
  • 07/2019 → Present
    Bank Of America, N. A.
    Lancaster, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-30
  • S66 Uniform Combined State Law Examination
    2019-09-30

View on SEC IAPD

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