Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-05
IL RA APPROVED 2023-12-06
  • TX RA
    APPROVED_RES
    Since 2024-02-05
  • IL RA
    APPROVED
    Since 2023-12-06

Branch Locations

1515 W 22Nd St. Suite 525, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Hoffman Estates IL 04/2016 02/2021
Bmo Harris Bank Shakopee MN 02/2016 03/2018
Money Concepts Capital Corp. Palm Beach Gardens FL 02/2021 06/2023
Wells Fargo Advisors Financial Network, Llc Oak Brook IL 06/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-24
S63 Uniform Securities Agent State Law Examination 2018-08-06
  • S65 Uniform Investment Adviser Law Examination
    2021-04-24
  • S63 Uniform Securities Agent State Law Examination
    2018-08-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Oak Brook, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor