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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-10-25
NY RA APPROVED 2023-03-06
  • NJ RA
    APPROVED
    Since 2023-10-25
  • NY RA
    APPROVED
    Since 2023-03-06

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Cresskill, NJ • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Esgc Interiors New York NY 07/2010 07/2017
Fieldpoint Private Bank & Trust New York NY 07/2017 03/2022
Bryant University Smithfield RI 08/2013 06/2017
Ubs Financial Services Inc New York NY 03/2022 Present
  • 07/2010 → 07/2017
    Esgc Interiors
    New York, NY
  • 07/2017 → 03/2022
    Fieldpoint Private Bank & Trust
    New York, NY
  • 08/2013 → 06/2017
    Bryant University
    Smithfield, RI
  • 03/2022 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-06
  • S66 Uniform Combined State Law Examination
    2023-03-06

View on SEC IAPD

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