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Charssy Chi Zhang

Wells Fargo Clearing Services, LLC

Pasadena, CA

City Of Industry, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-16
  • CA RA
    APPROVED
    Since 2021-08-16

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

17799 E Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Rosemead CA 01/2017 Present
Wells Fargo Clearing Services Llc Rosemead CA 04/2018 Present
Avemia Usa Inc. Baldwin Park CA 05/2014 11/2016
  • 01/2017 → Present
    Wells Fargo Bank Na
    Rosemead, CA
  • 04/2018 → Present
    Wells Fargo Clearing Services Llc
    Rosemead, CA
  • 05/2014 → 11/2016
    Avemia Usa Inc.
    Baldwin Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-16
S63 Uniform Securities Agent State Law Examination 2018-08-30
  • S66 Uniform Combined State Law Examination
    2021-08-16
  • S63 Uniform Securities Agent State Law Examination
    2018-08-30
Other Names
  • Chi Zhang
  • Charssy Zhang

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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