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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-11 |
| TX | RA | APPROVED | 2022-10-11 |
Branch Locations
1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States
8181 Communications Pkwy Bldg A, Floor 04, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank N.A. | Plano | TX | 04/2018 | 05/2026 |
| Wells Fargo | Farmers Branch | TX | 06/2013 | 03/2018 |
| J.P. Morgan Securities Llc | Plano | TX | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-02 |
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