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Wasaf Ali

Wells Fargo Clearing Services, LLC

Pasadena, CA

Upland, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-05
  • CA RA
    APPROVED
    Since 2021-01-05

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

811 W Foothill Blvd, Upland, CA 91786 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Rialto CA 11/2016 Present
Wells Fargo Clearing Services Llc Rialto CA 04/2018 Present
Unemployed Fontana CA 07/2016 10/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-05
S63 Uniform Securities Agent State Law Examination 2018-07-13
  • S66 Uniform Combined State Law Examination
    2021-01-05
  • S63 Uniform Securities Agent State Law Examination
    2018-07-13

View on SEC IAPD

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