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Kate Somerville

Edward Jones

Mesa, AZ

CRD 6935239

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-04
AZ RA APPROVED 2019-08-09
  • TX RA
    APPROVED
    Since 2020-09-04
  • AZ RA
    APPROVED
    Since 2019-08-09

Branch Locations

2919 S Ellsworth Rd Ste 129, Mesa, AZ 85212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2019 Present
Student Chandler AZ 04/2019 05/2019
Store Capital Scottsdale AZ 10/2018 04/2019
Northwestern Mutual Minot ND 04/2018 08/2018
First International Bank & Trust Phoenix AZ 10/2017 03/2018
First International Bank & Trust Minot ND 05/2017 08/2017
Grand Canyon University Phoenix AZ 08/2015 09/2018
  • 05/2019 → Present
    Edward Jones
    St Louis, MO
  • 04/2019 → 05/2019
    Student
    Chandler, AZ
  • 10/2018 → 04/2019
    Store Capital
    Scottsdale, AZ
  • 04/2018 → 08/2018
    Northwestern Mutual
    Minot, ND
  • 10/2017 → 03/2018
    First International Bank & Trust
    Phoenix, AZ
  • 05/2017 → 08/2017
    First International Bank & Trust
    Minot, ND
  • 08/2015 → 09/2018
    Grand Canyon University
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-08
  • S66 Uniform Combined State Law Examination
    2019-08-08

View on SEC IAPD

Nearby Firms

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TRIBECA FINANCIAL, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

MATT SCOTT LOEFFLER
BRIAN JONATHAN BLANCHARD
LAURA MARIE JENSEN

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · MESA, AZ
TRIBECA FINANCIAL, LLC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ

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