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Sofia Liana Figueroa

Ellevest

New York, NY

Albuquerque, NM

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Current Employers
Ellevest

228 Park Ave S Pmb 94934, New York, NY 10003 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-31
TX RA APPROVED_RES 2020-11-13
  • NY RA
    APPROVED
    Since 2021-08-31
  • TX RA
    APPROVED_RES
    Since 2020-11-13

Branch Locations

228 Park Ave S Pmb 94934, New York, NY 10003 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B&H Company, Inc. Albuquerque NM 06/2017 04/2018
Anheuser-Busch Oklahoma City OK 10/2015 05/2017
Morgan Stanley Albuquerque NM 04/2018 07/2018
University Of Oklahoma Norman OK 08/2013 05/2017
Morgan Stanley New York NY 07/2018 11/2020
Ellevest New York NY 11/2020 12/2021
Ellevest New York NY 12/2021 Present
  • 06/2017 → 04/2018
    B&H Company, Inc.
    Albuquerque, NM
  • 10/2015 → 05/2017
    Anheuser-Busch
    Oklahoma City, OK
  • 04/2018 → 07/2018
    Morgan Stanley
    Albuquerque, NM
  • 08/2013 → 05/2017
    University Of Oklahoma
    Norman, OK
  • 07/2018 → 11/2020
    Morgan Stanley
    New York, NY
  • 11/2020 → 12/2021
    Ellevest
    New York, NY
  • 12/2021 → Present
    Ellevest
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-17
S66 Uniform Combined State Law Examination 2018-06-23
  • S65 Uniform Investment Adviser Law Examination
    2020-12-17
  • S66 Uniform Combined State Law Examination
    2018-06-23
Designations
Other Names
  • Sofia Liana Figueroa
  • Sofia Liana Buffett

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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