Donna Mae Nagel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  World Financial Group
  Brookfield, WI
• 05/2007 → 04/2024
  Natl. Guardian Life Ins.
  Madison, WI
• 02/2010 → 04/2024
  Highland Capital Brokerage
  Brookfield, WI
• 05/2010 → 04/2024
  Aflac
  Wauwatosa, WI
• 01/2012 → 05/2024
  Transamerica Financial Advisors, Inc
  Brookfield, WI
• 10/2012 → 02/2020
  Liberty Tax Services
  West Allis, WI
• 05/2024 → Present
  Hd Wealth Solutions
  Wauwatosa, WI
• 05/2024 → Present
  Lpl Financial
  Wauwatosa, WI

Previous Registrations

• 2012-01-06 → 2024-05-10
  Transamerica Financial Advisors, Llc
  Downers Grove, IL
  Brookfield, WI
• 2009-03-25 → 2012-01-06
  Investment Advisors International, Inc.
  Waukesha, WI
  Greenfield, WI
  Northbrook, IL
  Whitehouse, OH

Other Businesses

1.04/29/2024- HD Wealth Solutions- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 04/29/2024- Transamerica Life/WRL- Non - Variable Insurance- WI 53226- 5 hrs per mnth- Start Date 9/19/1998

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-02-13
• S63 Uniform Securities Agent State Law Examination
  1999-05-05

Other Names

• Donna Mae Korth
• Donna Mae Liebenstein
• Donna Nagel