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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-06 |
| OH | RA | APPROVED | 2024-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services, Llc | Indianapolis | IN | 04/2018 | 11/2020 |
| Keybank | Columbus | OH | 11/2017 | 11/2020 |
| Unemployed | Columbus | OH | 06/2017 | 11/2017 |
| Pnc Bank | Columbus | OH | 02/2014 | 06/2017 |
| Pruco Securities Llc | Columbus | OH | 11/2023 | 08/2024 |
| Signature Real Estate | Columbus | OH | 10/2018 | Present |
| City Of Columbus Recreation And Parks | Grove City | OH | 06/2023 | Present |
| The Prudential Insurance Company Of America | Columbus | OH | 03/2024 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 09/2024 | Present |
| Franklin University | Columbus | OH | 08/2012 | 05/2017 |
| Bank Of America, N.A. | Columbus | OH | 10/2024 | Present |
I*: 2026314 Name: City of Columbus Recreation and Parks Investment-related: No Address Galloway, OH Your position: Maintenance Start date of your relationship: 06/2023 Approximate number of hours/month you devote to the other business: 6 hrs wkly Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Cutting grass, spinning bunkers, picking up trash around the golf course. Name of the other business: Signature Real Estate Whether the business is investment-related: No Address of the other businessColumbus, OH Nature of the other businessReal Estate Your positionRealtor Title, or relationship with the other businessRealtor Start date of your relationship10/2018 Approximate number of hours/month you devote to the other business2 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessHelping family members buy and sell their home. I*: 2079276 Entity Type: Entity For Profit Name of OBA: OSAR Address: Columbus, OH 43215 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 10/31/2018 Number of Hours: 0 Number of Hours during trading: 0 Duties: I am working to move my license to inactive
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-02 |
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