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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2020-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Savings Bank | Honolulu | HI | 05/2014 | 03/2018 |
| American Savings Bank | Honolulu | HI | 04/2018 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 04/2018 | 09/2018 |
| Cetera Investment Services Llc | St Cloud | MN | 09/2018 | Present |
| Cetera Investment Advisers Llc | Honolulu | HI | 02/2020 | Present |
1) REGISTERED PLATFORM ASSOCIATE FOR AMERICAN SAVINGS BANK; SCHEDULE APPOINTMENTS, TRACK BUSINESS, ASSIST CLIENTS, PREPARE PAPERWORK, INPUT REFERRALS 2) BOARD MEMBER OF HALLA HUHM KOREAN DANCE STUDIO; VOTE TO ELECT OFFICERS AND FOUNDATION EXPENSE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-10 |
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