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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-28 |
| CT | RA | APPROVED | 2019-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Davinci Capital Management Inc. | Cambridge | MA | 04/2018 | 04/2019 |
| Comprehensive Insurance Providers, Inc. | Cambridge | MA | 07/2017 | 04/2019 |
| Weston Golf Club | Weston | MA | 06/2013 | 07/2017 |
| Babson College | Babson Park | MA | 09/2013 | 05/2017 |
| The Tjx Companies | Framingham | MA | 08/2016 | 09/2016 |
| Morgan Stanley Smith Barney Llc | Wellesley | MA | 05/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-08 |
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