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Jeffrey Alan Schmidt

Wells Fargo Clearing Services, LLC

Deerfield, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-14
TX RA APPROVED 2023-11-14
  • IL RA
    APPROVED
    Since 2023-11-14
  • TX RA
    APPROVED
    Since 2023-11-14

Branch Locations

500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 11/2023
Black Rose Consulting Group Kildeer IL 01/2018 04/2018
Gmr Marketing, Llc Chicago IL 10/2012 12/2017
Wells Fargo Clearing Services, Llc Deerfield IL 11/2023 Present
Previous Registrations
  • 2018-06-15 → 2023-11-17
    Edward Jones
    Kildeer, IL
    St Louis, MO
    Kildeer, IL
    Lake Zurich, IL
    Gurnee, IL
    Lake Zurich, IL
    Libertyville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-14
  • S66 Uniform Combined State Law Examination
    2018-06-14
Other Names
  • Jeffrey Alan Schmidt
  • Jeffrey A Schmidt
  • Jeffrey A Schmidt

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Deerfield, IL
CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

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