Lisa Botkin Leonard

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → 08/2024
  Wells Fargo Clearing Services, Llc
  Charlottesville, VA
• 05/2022 → 08/2024
  Wells Fargo Bank, Na
  Charlottesville, VA
• 01/2022 → 05/2022
  Suntrust In
  Staunton, VA
• 02/2016 → 06/2018
  Washington First Bank
  Fairfax, VA
• 06/2018 → 01/2022
  Homemaker
  Haymarket, VA
• 12/2025 → Present
  Wells Fargo Clearing Services, Llc
  Harrisonburg, VA
• 11/2025 → Present
  Wells Fargo Bank, Na
  Harrisonburg, VA
• 09/2024 → 11/2025
  Bank Of America
  Charlottesville, VA

Previous Registrations

• 2022-09-24 → 2024-09-05
  Wells Fargo Clearing Services, Llc
  Charlottesville, VA
  Roanoke, VA
  Waynesboro, VA
• 2008-03-20 → 2016-02-22
  Truist Investment Services, Inc.
  Fairfax, VA
  Laurel, MD
  Fairfax City, VA
  Mclean, VA
• 2006-05-31 → 2007-12-21
  Citigroup Global Markets Inc.
  Mclean, VA

Exams

• S66 Uniform Combined State Law Examination
  2022-09-23

Other Names

• Lisa Ann Botkin
• Lisa B Ferry
• Lisa B Ferry
• Lisa B Leonard
• Lisa Botkin Leonard
• Lisa Botkin Botkin Leonard
• Lisa Ann Botkin Leonard