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Gregory Robert Swenson

Rockefeller Financial LLC

New York, NY

Rockefeller Capital Management

Ny, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-20
TX RA APPROVED 2025-10-20
  • NY RA
    APPROVED
    Since 2025-10-20
  • TX RA
    APPROVED
    Since 2025-10-20

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-20
TX RA APPROVED 2025-10-20
  • NY RA
    APPROVED
    Since 2025-10-20
  • TX RA
    APPROVED
    Since 2025-10-20

Branch Locations

45 Rockefeller Plaza, Ny, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 08/2019 10/2025
Morgan Stanley New York NY 06/2018 08/2018
Boston College Chestnut Hill MA 08/2018 05/2019
Unemployed New York NY 05/2019 08/2019
Boston College Chestnut Hill MA 08/2015 06/2018
Morgan Stanley Private Bank, N.A New York NY 10/2023 10/2025
Rockefeller Financial Llc Ny NY 10/2025 Present
Rockefeller Capital Management Ny NY 10/2025 Present
Morgan Stanley Private Bank, N.A New York NY 10/2023 Present
  • 08/2019 → 10/2025
    Morgan Stanley
    New York, NY
  • 06/2018 → 08/2018
    Morgan Stanley
    New York, NY
  • 08/2018 → 05/2019
    Boston College
    Chestnut Hill, MA
  • 05/2019 → 08/2019
    Unemployed
    New York, NY
  • 08/2015 → 06/2018
    Boston College
    Chestnut Hill, MA
  • 10/2023 → 10/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 10/2025 → Present
    Rockefeller Financial Llc
    Ny, NY
  • 10/2025 → Present
    Rockefeller Capital Management
    Ny, NY
  • 10/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-19
  • S66 Uniform Combined State Law Examination
    2019-11-19
Other Names
  • Gregory Robert Swenson

View on SEC IAPD

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