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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-12-24
  • IA RA
    APPROVED
    Since 2025-12-24

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Indianola, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 03/2018 Present
Principal Securities, Inc. Des Moines IA 04/2018 Present
Jimmy Johns Indianola IA 01/2018 03/2018
Dominos Pizza Des Moines IA 01/2018 03/2018
Bloomingdale Public Library Bloomingdale IL 05/2015 12/2017
Principal Advised Services Des Moines IA 09/2024 Present
  • 03/2018 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 04/2018 → Present
    Des Moines, IA
  • 01/2018 → 03/2018
    Jimmy Johns
    Indianola, IA
  • 01/2018 → 03/2018
    Dominos Pizza
    Des Moines, IA
  • 05/2015 → 12/2017
    Bloomingdale Public Library
    Bloomingdale, IL
  • 09/2024 → Present
    Des Moines, IA
Previous Registrations
Other Businesses

**DUAL CREDIT AT HOME POSITION: Writer NATURE: Education Advisor/Study Plans INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2023 ADDRESS: 400 E 1st Ave, Indianola IA 50125, United States DESCRIPTION: The company exists to encourage students to pursue dual credit classes in high school to prepare them for advancement with entry level college requirements. We provide help, a blog, study plans, and encouragement. **THE CHAPEL BAPTIST CHURCH POSITION: Senior Pastor/President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2025 ADDRESS: 400 E 1st Ave, Indianola IA 50125, United States DESCRIPTION: Senior Pastor of The Chapel Baptist Church. It exists for the sole purpose of establishing and maintaining religious worship.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-05-09
S65 Uniform Investment Adviser Law Examination 2024-11-22
  • S63 Uniform Securities Agent State Law Examination
    2025-05-09
  • S65 Uniform Investment Adviser Law Examination
    2024-11-22

View on SEC IAPD

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