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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-18 |
Branch Locations
11 Greenway Plz Ste 3000, Houston, TX 77046 • United States
Katy, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Houston | TX | 01/2018 | 12/2022 |
| Primerica Financial Services | Houston | TX | 03/2007 | 12/2022 |
| Quest Ira | Houston | TX | 04/2018 | 06/2018 |
| Comprehensive Sleep Medicine Associate | Sugar Land | TX | 08/2016 | 02/2018 |
| Vacations To Go | Houston | TX | 02/2019 | 12/2022 |
| Katy Isd | Katy | TX | 08/2020 | 12/2022 |
| Ameriprise Financial Services, Llc | Houston | TX | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-31 |
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